Who is LPL Financial Services and what do they do for you and MONECO?

Your relationship is with your Financial Advisor and the MONECO team.  Our sole mission is to serve you in the best manner possible in order to help you live your life in the best way you can.  We refer to this commitment and process as “financial life planning” and we are the providers of this valued “advice for life.”

Our role goes well beyond the management of your investments.  However in our capacity as your financial planner and investment advisor, we have selected LPL Financial to serve as our independent broker/dealer in order to support the Financial Advisors of MONECO in delivering the best and highest quality of service to you regarding the oversight and management of your money.

A broker/dealer is a term used in the United States financial services regulations for a company or other organization that trades securities for its own account or on behalf of its customers.

LPL Financial is an “independent” firm solely involved in broker/dealer services.  LPL Financial is the largest independent broker/dealer in the United States servicing more than 12,000 independent Financial Advisors in all 50 states. They are regulated by the SEC, and some regulatory authority is further delegated to the Financial Industry Regulatory Authority, a self-regulating organization.

In 2009 LPL Financial had revenues of $2.6 billion, 3.9 million client accounts and over $290 billion in Advisory and Brokerage assets under management.  They are the #1 independent broker/dealer in the United States.

 

For more information, visit www.lpl.com.

LPL Financial Video

LPL Capabilities Brochure