Resources
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1. Income Tax Returns
Income tax returns for the last two years; include city and state if applicable
2. Wills and Trusts
3. Insurance Policies and Most Recent Premium Notices/Statements
Life, Disability, Long Term Care
Property & Casualty; homeowners, Umbrella, Auto
4. Brokerage/Mutual fund Account Information/Statements
IRAs, SEP/IRA
Individual accounts
Jointly owned accounts
Children's accounts (including 529 college savings accounts)
5. Bank/Money market/CD Statements (not critical)
6. Most Recent Personal Financial Statements (if you have one)
7. Employee Benefits
Plan booklets/summary of your benefits (health, Life, Disability, Dental, Vision, etc.)
Pension/401k statements, Deferred compensation
8. Business Agreements
Buy/Sell
Employment Contract
9. Review Beneficiaries Designations
Downloadable Forms (Click to download)
Investment Profile Questionnaire
Part 2A of Form ADV: Firm Brochure
Securities Offered Through LPL Financial, Member FINRA & SIPC
No information provided on this site is intended to constitute an offer to sell or a solicitation to buy shares of any security, nor shall any security be offered or sold to any person, in any jurisdiction in which such offer, solicitation, purchase, or sale would be unlawful under securities laws of such jurisdiction. Registered Representatives of LPL Financial whose identities and association with MONECO are disclosed on this site may only discuss securities or transact business with persons who are residents of the following states:
| Arizona | Massachusetts | Oregon |
| California | Maryland | Rhode Island |
| Colorado | Maine | Pennsylvania |
| Connecticut | Michigan | South Carolina |
| Delaware | North Carolina | Tennessee |
| District of Columbia | New Hampshire | Texas |
| Florida | New Jersey | Utah |
| Georgia | New Mexico | Vermont |
| Illinois | New York | Virginia |
| Kentucky | Ohio | Washington |